The Chambre de la sécurité financière’s President and Chief Executive Officer, Me Marie Elaine Farley, ...Read more +
Le comité de discipline de la Chambre de la sécurité financière (CSF) a entre autres ...Read more +
Le comité de discipline de la Chambre de la sécurité financière (CSF) a ordonné la ...Read more +
The Disciplinary Committee hears every disciplinary complaint that is made against a representative who is a CSF member and pertains to violations of the provisions of the Act respecting the distribution of financial products and services, the Securities Act or any of their regulations. Its members must assess the evidence presented to them in order to determine if the representative has committed such violations. If so, they must determine the sanction to be imposed on the representative.
The hearing roll contains the list of cases heard by the CSF’s Disciplinary Committee and provides details regarding each case. To consult the hearing roll, click here.
The magazine CSF is published by the Chambre de la sécurité financière four times a year for the benefit of its nearly 32,000 members. Its main purpose is to inform members about news involving the CSF and help them with their practice. It contains several regular columns: news, tools for your practice, professional development and more! Access your magazine.